Wealth manager, wrap-program sponsor · Folsom, CA
Allworth Financial, L.P.
SEC-registered investment adviser · CRD 111167 · SEC 801-68255
At a glance
Allworth Financial, L.P. is an SEC-registered investment adviser based in Folsom, California, with $33.6 billion in regulatory assets under management as of its Form ADV filed July 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 28,786 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 62nd of 8,915 wealth managers and 602nd of 17,210 SEC-registered advisers by assets.
Main office 916-482-2196allworthfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $34B
- Rank among wealth managers
- #62 of 8,915
- Rank among all SEC RIAs
- #602 of 17,210
- Rank in California
- #69 of 1,873
- Individual clients
- 28,786
- High-net-worth clients
- 9,283
- Accounts
- 75,126
- Discretionary
- 99% of AUM
- Employees
- 493
- Advisory staff
- 165
- Offices
- 36
Owners and executives on its Form ADV
- Corey C GambleChief Compliance Officer
- Christopher M. OddyChief Financial Officer
- Peter J. EngelkenChief Operating Officer
- Andrew R. StoutChief Investment Officer
- Barry Y. GreenbergChief Legal Officer
- John B. BunchChief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Allworth Financial, L.P. is a hybrid RIA: 145 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Hanson McClain Retirement Network, LLC.
- Hanson McClain Retirement Network, LLC ↗CRD 103747
Its Form ADV brochure (filed July 2026) names AW Securities as the broker-dealer its advisers are registered with.
In addition to providing advisory services, some of Allworth’s investment adviser representatives are also registered representatives of AW Securities, a broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 9,283 | $25B | 75% |
| Individuals | 19,503 | $7.0B | 21% |
| Pension and profit sharing plans | 259 | $809M | 2% |
| Corporations or other businesses | 143 | $430M | 1% |
| Pooled investment vehicles | 2 | $55M | <1% |
| Charitable organizations | 107 | $31M | <1% |
Disciplinary disclosures
Allworth Financial, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗allworthfinancial.com ↗Allworth Financial, L.P. news and profile →
AtlasMembers
The full record on Allworth Financial, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 125 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Allworth Financial, L.P. manage?
Allworth Financial, L.P. reports $33.6 billion in regulatory assets under management across 75,126 accounts, 99% of it on a discretionary basis, on its Form ADV filed July 29, 2026.
What kind of firm is Allworth Financial, L.P.?
Allworth Financial, L.P. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Allworth Financial, L.P.’s clients?
By assets, its largest client types are high-net-worth individuals ($25.2 billion, 9,283 clients); individuals ($7.0 billion, 19,503 clients); pension and profit sharing plans ($809 million, 259 clients).
Does Allworth Financial, L.P. have any disciplinary history?
Allworth Financial, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allworth Financial, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →