Chief Operating Officer · Allworth Financial, L.P.
Peter J. Engelken
CRD 6216206 · Named on Form ADV at one SEC-registered adviser
At a glance
Allworth Financial, L.P., an SEC-registered wealth manager based in Folsom, CA with $33.6 billion in regulatory assets, lists Peter J. Engelken on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Allworth Financial, L.P.Chief Operating OfficerWealth manager · Folsom, CA · $34B in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Corey C GambleChief Compliance Officer, Allworth Financial, L.P.
- Christopher M. OddyChief Financial Officer, Allworth Financial, L.P.
- Andrew R. StoutChief Investment Officer, Allworth Financial, L.P.
- Barry Y. GreenbergChief Legal Officer, Allworth Financial, L.P.
- John B. BunchChief Executive Officer, Allworth Financial, L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.