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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Durham, NC

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Durham, A to Z.

The short answer

8 registered advisors work at LPL Financial LLC in Durham, out of 21,094 at the firm nationwide; it ranks number 9 in the city by advisors. 4 list the CFP designation and 8 are also registered broker representatives.

LPL Financial LLC advisors in Durham, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Durham

All Durham advisors →

Strategic Advisers LLC 235Edward Jones 30Verity Asset Management 27Tiaa-Cref Individual & Institutional Services, LLC 20Valic Financial Advisors, Inc. 20Cetera Investment Advisers LLC 12Northwestern Mutual Investment Services, LLC 8Raymond James Financial Services Advisors, Inc. 8Slp Wealth 7State Farm Investment Management Corp. 7Wells Fargo Clearing Services, LLC 6Allworth Financial, L.P. 4

Questions

How many financial advisors does LPL Financial LLC have in Durham?

8 investment adviser representatives are registered at LPL Financial LLC offices in Durham, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 4 list the CFP designation and 8 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Durham?

LPL Financial LLC ranks number 9 in Durham by registered advisors; Strategic Advisers LLC has the most, with 235.

How do I check a LPL Financial LLC advisor in Durham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.