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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Matthews, NC

Every SEC-registered investment adviser representative at a firm office in Matthews, with the firms that employ the most of them.

87 registered advisors work in Matthews; the most are at Family Wealth Partners, LLC (6). 18 list the CFP designation and 54 are also registered broker representatives.

Firms with the most advisors in Matthews

FirmAdvisors in Matthews
Family Wealth Partners, LLC6
Independent Advisor Alliance, LLC5
Sapere Wealth Management, LLC5
Cambridge Investment Research Advisors, Inc. news4
Eagle Strategies LLC4
Edward Jones news4
Tassel Capital Management, Inc.4
Commonwealth Financial Network news3
Nexus Capital Inc.3
Aprio Wealth Management, LLC2
Capital Analysts2
Double Eagle Partners, LLC2
Fifth Third Securities, Inc.2
Founders Financial Securities LLC2
LPL Enterprise, LLC news2
LPL Financial LLC news2
Lincoln Investment2
Raymond James & Associates, Inc. news2
Strategic Advisers LLC2
Transamerica Retirement Advisors, LLC2
Wells Fargo Clearing Services, LLC news2
Ae Wealth Management, LLC1
Alluvial Wealth Management1
Ameriprise Financial Services, LLC news1
Carolina Strategy, LLC1

Advisors in Matthews, A to Z

CFP advisors in Matthews →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Matthews, NC?

87 investment adviser representatives are registered at firm offices in Matthews, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 54 of them are also registered as broker representatives, and 18 list the CFP designation.

Which firm has the most financial advisors in Matthews?

Family Wealth Partners, LLC, with 6 registered advisors in Matthews, followed by Independent Advisor Alliance, LLC with 5.

How do I check a financial advisor in Matthews?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.