Investment adviser representative · Sapere Wealth Management, LLC
Carlton E. Dixon Jr.
CRD 1254193 · Matthews, NC
At a glance
Carlton E. Dixon Jr. is an investment adviser representative with Sapere Wealth Management, LLC in Matthews, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carlton’s SEC record dates to 2003, about 23 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Sapere Wealth Management, LLCSince January 2005Matthews, NC · $605M in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Carlton’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Sapere Wealth Management, LLC
- Joseph M. BrooksMatthews · Certified Financial Planner
- Kathleen M. FochtMatthews
- Matthew W. SpearMatthews · Certified Financial Planner
- Scott P. TreaseMatthews
- Jeffrey H. BurtonCharlottesville
- Louise C. HopkinsCharlottesville
- Kevin A. WellsCharlottesville
Every advisor at Sapere Wealth Management, LLC →Sapere Wealth Management, LLC: assets, clients and custodians →Financial advisors in Matthews, NC →Every Sapere Wealth Management, LLC advisor in Matthews →Advisor Moves: who changed firms this week →