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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Davidson, NC

Every SEC-registered investment adviser representative at a firm office in Davidson, with the firms that employ the most of them.

58 registered advisors work in Davidson; the most are at Wells Fargo Clearing Services, LLC (19). 0 list the CFP designation and 52 are also registered broker representatives.

Firms with the most advisors in Davidson

FirmAdvisors in Davidson
Wells Fargo Clearing Services, LLC news19
LPL Financial LLC news7
Robert W. Baird & Co. Incorporated news7
&Partners news6
Edward Jones news3
Capital Investment Advisory Services, LLC2
7pw Wealth, LLC1
Bookman Bright, Inc.1
Cetera Investment Advisers LLC news1
Citizens Securities, Inc.1
Equitable Advisors, LLC news1
Fifth Third Securities, Inc.1
Foundry Financial LLC1
Geneos Wealth Management, Inc.1
Granada Wealth Management, LLC1
Mariner Independent news1
Merit Financial Advisors1
Northwestern Mutual Investment Services, LLC1
State Farm Investment Management Corp.1
Tiaa-Cref Individual & Institutional Services, LLC1

Advisors in Davidson, A to Z

Search all of North Carolina →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,555Raleigh 1,807Greensboro 559Durham 479Wilmington 441Cary 301Chapel Hill 291Asheville 276Winston Salem 257Winston-Salem 254Huntersville 209Cornelius 181Greenville 124Mooresville 117Hickory 103Fayetteville 99Matthews 97Concord 94High Point 90Apex 76Hendersonville 69New Bern 63Burlington 62Wake Forest 61

Questions

How many financial advisors are in Davidson, NC?

58 investment adviser representatives are registered at firm offices in Davidson, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 52 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Davidson?

Wells Fargo Clearing Services, LLC, with 19 registered advisors in Davidson, followed by LPL Financial LLC with 7.

How do I check a financial advisor in Davidson?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.