Broker-dealer firm · Nashville, TN
&partners
SEC-registered investment adviser · CRD 3767 · SEC 801-37145
At a glance
&partners is an SEC-registered investment adviser based in Nashville, Tennessee, with $30.3 billion in regulatory assets under management as of its Form ADV filed September 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 53,863 individual clients. By Form ADV it is a broker-dealer firm, ranked 35th of 391 broker-dealer firms and 647th of 17,210 SEC-registered advisers by assets.
Main office 615-255-6431andpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $30B
- Rank among broker-dealer firms
- #35 of 391
- Rank among all SEC RIAs
- #647 of 17,210
- Rank in Tennessee
- #2 of 227
- Individual clients
- 53,863
- High-net-worth clients
- 11,803
- Accounts
- 62,194
- Discretionary
- 97% of AUM
- Employees
- 703
- Advisory staff
- 439
- Offices
- 123
Owners and executives on its Form ADV
- David Warren III Wiley IIICo-President
- Alyson Mencio StevensChief Compliance Officer - Advisory Business
- Kaley Porter IdolChief Compliance Officer
- Chyrlan Elizabeth CooperCOO
- Richard Scott NelsonCFO
- John W AlexanderCo-President
- David John KowachCEO
- Michael Christopher SchallerController/finop
Custody and brokerage
Broker-dealer
Hybrid RIA
&partners is a hybrid RIA: 504 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 11,803 | $11B | 38% |
| Individuals | 42,060 | $9.3B | 31% |
| Other | 5,687 | $6.4B | 21% |
| Corporations or other businesses | 735 | $2.3B | 8% |
| Pension and profit sharing plans | 1,887 | $862M | 3% |
| Charitable organizations | 22 | $12M | <1% |
Disciplinary disclosures
&partners answers yes to 18 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Subscription fees
- Fixed fees
- Commissions
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗andpartners.com ↗
AtlasMembers
The full record on &partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 43 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does &partners manage?
&partners reports $30.3 billion in regulatory assets under management across 62,194 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 25, 2026.
What kind of firm is &partners?
&partners is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are &partners’s clients?
By assets, its largest client types are high-net-worth individuals ($11.4 billion, 11,803 clients); individuals ($9.3 billion, 42,060 clients); other ($6.4 billion, 5,687 clients).
Does &partners have any disciplinary history?
&partners answers yes to 18 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is &partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →