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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waxhaw, NC

Every SEC-registered investment adviser representative at a firm office in Waxhaw, with the firms that employ the most of them.

54 registered advisors work in Waxhaw; the most are at LPL Financial LLC (8). 9 list the CFP designation and 42 are also registered broker representatives.

Firms with the most advisors in Waxhaw

FirmAdvisors in Waxhaw
LPL Financial LLC news8
Strategic Advisers LLC7
Edward Jones news5
Shepherd Wealth Partners3
Tiaa-Cref Individual & Institutional Services, LLC3
Cambridge Investment Research Advisors, Inc. news2
Kingswood Wealth Advisors, LLC news2
Truist Advisory Services, Inc. news2
&Partners news1
Allstate Financial Advisors, LLC1
Ameriprise Financial Services, LLC news1
Ascendant Capital Research, Ltd.1
Blackrock Investment Management, LLC1
Columbia Management Investment Advisers, LLC1
Creative Planning news1
Exodus Wealth, LLC1
Fifth Third Securities, Inc.1
High Rock Wealth Management1
Hightower Advisors, LLC news1
Legend Private Wealth, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Northstar Fiduciary Partners, LLC1
Raymond James & Associates, Inc. news1
Sanctuary Advisors, LLC1
Schwab Wealth Advisory, Inc. news1

Advisors in Waxhaw, A to Z

CFP advisors in Waxhaw →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Waxhaw, NC?

54 investment adviser representatives are registered at firm offices in Waxhaw, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 42 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Waxhaw?

LPL Financial LLC, with 8 registered advisors in Waxhaw, followed by Strategic Advisers LLC with 7.

How do I check a financial advisor in Waxhaw?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.