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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mooresville, NC

Every SEC-registered investment adviser representative at a firm office in Mooresville, with the firms that employ the most of them.

109 registered advisors work in Mooresville; the most are at Edward Jones (11). 12 list the CFP designation and 82 are also registered broker representatives.

Firms with the most advisors in Mooresville

FirmAdvisors in Mooresville
Edward Jones news11
LPL Financial LLC news10
First Citizens Investor Services, Inc.8
Wells Fargo Clearing Services, LLC news6
Everstar Asset Management, LLC5
Namcoa4
Raymond James Financial Services Advisors, Inc. news4
Tiaa-Cref Individual & Institutional Services, LLC4
Truist Advisory Services, Inc. news4
Cambridge Investment Research Advisors, Inc. news3
Castle Wealth Group3
Cetera Investment Advisers LLC news3
Fifth Third Securities, Inc.3
MML Investors Services, LLC3
State Farm Investment Management Corp.3
C2 Investment Group2
Independent Advisor Alliance, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Wealth, Inc. news2
Principal Securities, Inc.2
Strategic Advisers LLC2
Vision Capital & Management2
Accurate Wealth Management, LLC1
Allspring Funds Management, LLC1
Alphastar Capital Management1

Advisors in Mooresville, A to Z

CFP advisors in Mooresville →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Mooresville, NC?

109 investment adviser representatives are registered at firm offices in Mooresville, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 82 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Mooresville?

Edward Jones, with 11 registered advisors in Mooresville, followed by LPL Financial LLC with 10.

How do I check a financial advisor in Mooresville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.