Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Mooresville, NC
Every SEC-registered financial advisor at a firm office in Mooresville who lists the Certified Financial Planner designation, A to Z.
The short answer
12 CFP professionals work in Mooresville; the most are at Raymond James Financial Services Advisors, Inc. (2). 6 are also registered broker representatives.
CFP advisors in Mooresville, A to Z
Every advisor in Mooresville →- Ryan W. BloomRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Michael FuhrEvergreen Wealth Services · Certified Financial Planner
- William D. HowardDurant Wealth Mgmt Advisory Services · Certified Financial Planner, Chartered Financial Consultant
- Benjamin I. JohnsonRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Dennis P. LehmanOsaic Wealth, Inc. · Certified Financial Planner
- Patrick A. NielsenEdward Jones · Certified Financial Planner
- Thomas M. North IIAmeriprise Financial Services, LLC · Certified Financial Planner
- Prasad S. OakProcyon · Certified Financial Planner
- Charles J. Perrillo Jr.Nottingham Advisors Inc. · Certified Financial Planner
- Michael J. ShawWells Fargo Clearing Services, LLC · Certified Financial Planner
- Bryan E. SmithNamcoa · Certified Financial Planner
- Eric L. VogenVision Capital & Management · Certified Financial Planner
Firms with the most CFP professionals in Mooresville
Raymond James Financial Services Advisors, Inc. 2Ameriprise Financial Services, LLC 1Durant Wealth Mgmt Advisory Services 1Edward Jones 1Evergreen Wealth Services 1Namcoa 1Nottingham Advisors Inc. 1Osaic Wealth, Inc. 1Procyon 1Vision Capital & Management 1Wells Fargo Clearing Services, LLC 1
CFP advisors in other North Carolina cities
All of North Carolina →Charlotte 644Raleigh 361Greensboro 113Wilmington 90Durham 86Chapel Hill 71Cary 62Asheville 59Huntersville 34Winston Salem 31Cornelius 24Winston-Salem 22Greenville 18Matthews 18Apex 15Wake Forest 14Davidson 11Fayetteville 11Hendersonville 11Concord 10New Bern 10Pinehurst 10Burlington 9Southern Pines 9
Questions
How many CFP financial advisors are in Mooresville, NC?
12 SEC-registered investment adviser representatives at firm offices in Mooresville, North Carolina list the CFP designation; Raymond James Financial Services Advisors, Inc. employs the most of them (2).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Mooresville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.