Chief Compliance Officer · Castle Wealth Group
Michael P. McFadden
CRD 1896270 · Named on Form ADV at one SEC-registered adviser
At a glance
Castle Wealth Group, an SEC-registered asset manager based in Mooresville, NC with $0 in regulatory assets, lists Michael P. McFadden on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Castle Wealth GroupChief Compliance OfficerAsset manager · Mooresville, NC · $0M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jonathan M. MaloneManaging Member, Castle Wealth Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.