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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Mooresville, NC

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Mooresville, A to Z.

The short answer

11 registered advisors work at LPL Financial LLC in Mooresville, out of 21,094 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 11 are also registered broker representatives.

LPL Financial LLC advisors in Mooresville, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Mooresville

All Mooresville advisors →

Edward Jones 11First Citizens Investor Services, Inc. 8Wells Fargo Clearing Services, LLC 6Everstar Asset Management, LLC 5Namcoa 4Raymond James Financial Services Advisors, Inc. 4Tiaa-Cref Individual & Institutional Services, LLC 4Truist Advisory Services, Inc. 4Cambridge Investment Research Advisors, Inc. 3Castle Wealth Group 3Cetera Investment Advisers LLC 3Fifth Third Securities, Inc. 3

Questions

How many financial advisors does LPL Financial LLC have in Mooresville?

11 investment adviser representatives are registered at LPL Financial LLC offices in Mooresville, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Mooresville?

LPL Financial LLC ranks number 2 in Mooresville by registered advisors; Edward Jones has the most, with 11.

How do I check a LPL Financial LLC advisor in Mooresville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.