Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Mooresville, NC
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Mooresville, A to Z.
The short answer
6 registered advisors work at Wells Fargo Clearing Services, LLC in Mooresville, out of 13,135 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in Mooresville, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Luca A. AyotteAlso a broker rep
- Kelly H. CutlerAlso a broker rep
- James L. Pridgen IIAlso a broker rep
- Tatiana D. RamosAlso a broker rep
- Michael J. ShawCertified Financial Planner · Also a broker rep
- Shaun P. SmithAlso a broker rep
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Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 676Charlotte, NC 395New York, NY 329Salt Lake City, UT 210Minneapolis, MN 194San Diego, CA 167Houston, TX 161Scottsdale, AZ 138Irvine, CA 136Walnut Creek, CA 128McLean, VA 124Raleigh, NC 123Los Angeles, CA 119Fort Worth, TX 117Richmond, VA 113
Other firms in Mooresville
All Mooresville advisors →Edward Jones 11LPL Financial LLC 10First Citizens Investor Services, Inc. 8Everstar Asset Management, LLC 5Namcoa 4Raymond James Financial Services Advisors, Inc. 4Tiaa-Cref Individual & Institutional Services, LLC 4Truist Advisory Services, Inc. 4Cambridge Investment Research Advisors, Inc. 3Castle Wealth Group 3Cetera Investment Advisers LLC 3Fifth Third Securities, Inc. 3
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in Mooresville?
6 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Mooresville, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 13,135 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Mooresville?
Wells Fargo Clearing Services, LLC ranks number 4 in Mooresville by registered advisors; Edward Jones has the most, with 11.
How do I check a Wells Fargo Clearing Services, LLC advisor in Mooresville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.