Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a firm office in Raleigh, with the firms that employ the most of them.
1,727 registered advisors work in Raleigh; the most are at Wells Fargo Clearing Services, LLC (123). 361 list the CFP designation and 1,376 are also registered broker representatives.
Firms with the most advisors in Raleigh
Advisors in Raleigh, A to Z (first 300 of 1,727)
CFP advisors in Raleigh →- William C. AbbottCaptrust · Certified Financial Planner
- Scott L. AbeeRaymond James & Associates, Inc.
- Stephanie D. AbeeCambridge Investment Research Advisors, Inc.
- Brandon C. AberCaptrust
- Airis A. AbolinsCredit Union Investment Services
- Michael F. Absher Jr.Absher Wealth Management, LLC
- Obyda AbushaibStrategic Advisers LLC
- Michael P. AckermanCetera Investment Advisers LLC
- Brock A. AdamsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Peter AdamsProsperity - An Eisneramper Company · Certified Financial Planner
- Peter J. AdcroftJanney Montgomery Scott LLC
- Rodney A. AdderleyMorgan Stanley
- Loy AdkinsEdward Jones
- Aman AggarwalMorgan Stanley
- Arjun AggarwalMorgan Stanley
- Ashwin AggarwalMorgan Stanley
- Nichola S. AginsRaymond James & Associates, Inc.
- Brenda Aguilar BandaWells Fargo Clearing Services, LLC
- Mary A. AkinMorgan Stanley
- Nidhi R. AlbertiEquitable Advisors, LLC
- Martha G. AldridgeCaptrust
- Christopher S. AlexanderFisher Investments
- Delynn D. AlexanderNorthwestern Mutual Investment Services, LLC
- Elizabeth W. AlexanderUBS Financial Services Inc.
- William G. AlexanderCorecap Advisors
- Paula AliCredit Union Investment Services
- Jerod D. AllenRaymond James Financial Services Advisors, Inc.
- Lawrence R. AllenEdward Jones · Certified Financial Planner
- Lindsay M. AllenCaptrust · Certified Financial Planner
- Robert C. AllenEdward Jones · Certified Financial Planner
- William W. AllenWells Fargo Clearing Services, LLC
- John H. AllmanRobert W. Baird & Co. Incorporated
- Kenyon L. AllmanLevel Four Advisory Services
- David M. AlonsoWells Fargo Clearing Services, LLC
- Donna M. AlstonEdward Jones
- Jeremy A. AltfederCaptrust
- David S. AltmanWells Fargo Clearing Services, LLC
- Tatum S. AmatoStrategic Advisers LLC
- John F. AmendolaOsaic Wealth, Inc.
- Frederic K. AndersRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Katherine E. AndersCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Garrett P. AndersonMorgan Stanley
- Joel J. AndersonEvergreen Wealth Advisors
- John E. AndersonModern Capital Advisors, LLC · Chartered Financial Consultant
- Kevin T. AndersonMorgan Stanley
- Lorraine B. AndersonWells Fargo Clearing Services, LLC
- Vance C. AndersonTruist Advisory Services, Inc.
- Glenn C. AndrewsCardinal Capital Management Inc. · Chartered Financial Analyst
- Jonathan W. AndrewsCardinal Capital Management Inc. · Certified Financial Planner
- Quinn A. AngelMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nathan R. AnglinRaymond James & Associates, Inc.
- David J. AnsbroLPL Financial LLC · Certified Financial Planner
- Russell A. AnwarPfs Investments Inc.
- Andrew J. ApplequistLPL Financial LLC
- James W. Applewhite IIITruist Advisory Services, Inc.
- Demaris K. ArceneauxFirst Citizens Investor Services, Inc.
- David M. ArthurCuri Capital, LLC · Chartered Financial Analyst
- Holly S. AshbyRaymond James & Associates, Inc.
- Daniel AsheStrategic Advisers LLC
- John B. AshleyTruist Advisory Services, Inc.
- Christina AstiStrategic Advisers LLC
- Joshua A. AugerState Farm Investment Management Corp.
- Joseph A. AulisiFoundry Financial LLC · Certified Financial Planner
- Michael G. AustinRBC Capital Markets, LLC
- Jonathan L. AutryEqv Advisory, LLC
- Devrin K. AvantCapital Investment Advisory Services, LLC
- Audrey K. AverillMML Investors Services, LLC
- Charles W. Averre IVHollingsworth Avent Averre & Purvis, Pa · Personal Financial Specialist
- Curtis W. AverreHollingsworth Avent Averre & Purvis, Pa
- Sujatha R. AvutuVerity Asset Management · Chartered Financial Analyst
- Alexander C. AycockEnvestnet Pmc
- Erik E. BabocsiCapital Investment Advisory Services, LLC · Certified Financial Planner
- Ryan N. BachmannMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott A. BaconCharter Wealth Management · Certified Financial Planner
- Samuel E. BadgleyAssetmark, Inc.
- Danielle E. BaileyBalentine
- Christopher R. BakerWealth Enhancement Advisory Services, LLC
- Marc W. BaquerizoRaymond James Financial Services Advisors, Inc.
- Amber BarefootStifel, Nicolaus & Company, Incorporated
- Suzanne G. BarhamEdward Jones · Certified Financial Planner
- Joshua A. BarkerCredit Union Investment Services
- Joseph E. BarnesCredit Union Investment Services
- Aidan BarrettCharles Schwab & Co., Inc.
- Benjamin C. BarrettCredit Union Investment Services
- George W. Barrett IIICaptrust · Certified Financial Planner
- Jason M. BartCaptrust
- Lauren M. BartholomewCaptrust
- Julie F. BartoNorthwestern Mutual Investment Services, LLC
- Alexander L. BartolWells Fargo Clearing Services, LLC · Certified Financial Planner
- Anisa A. BarutisProspera Financial Services, Inc.
- Andrew W. BassTruist Advisory Services, Inc.
- Catherine C. BassCaptrust · Certified Financial Planner
- Dawson M. BassLPL Financial LLC
- Gregory BassPNC Wealth Management LLC
- Roy T. BassCapital Investment Advisory Services, LLC · Certified Financial Planner
- Richard S. BattleCapital Investment Counsel Inc.
- Jackson A. BaumLPL Financial LLC
- Christopher D. BausbackLPL Financial LLC
- James R. BeamCapital Investment Advisory Services, LLC
- David K. BeanFirst Citizens Investor Services, Inc.
- Erin M. BeaversMorgan Stanley
- Thomas BeckJanney Montgomery Scott LLC
- Drew M. BeckerWells Fargo Clearing Services, LLC
- Joshua BeeseStrategic Advisers LLC
- Eric P. BelangerRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Matthew P. BelcherPNC Wealth Management LLC
- Charles E. Bell IIIMorgan Stanley
- Geoffrey N. BellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer BellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan M. BellStrategic Advisers LLC
- David M. BelliaPrincipal Securities, Inc.
- Noah M. BeloteMwa Financial Services Inc.
- Jesse S. BencivengaFirst Citizens Investor Services, Inc.
- Eric N. BenedictCaptrust
- Amy S. BennettLPL Financial LLC
- Shelley L. BennettMorgan Stanley
- Colin M. BentleyCaptrust
- Joan W. BentleyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William W. BerendzenLPL Financial LLC
- Allison M. BergerFinancial Symmetry Inc. · Certified Financial Planner
- Wyatt S. BerkowitzFlorida Financial Advisors, LLC
- Laura F. BerraWells Fargo Clearing Services, LLC · Certified Financial Planner
- Dale C. BerryEagle Strategies LLC · Chartered Financial Consultant
- Brian J. BewleyAligned Wealth Solutions, LLC
- Danny L. Bickerstaff Jr.Capital Investment Advisory Services, LLC
- David L. BiliterFirst Citizens Investor Services, Inc. · Certified Financial Planner
- Darian C. BillingsleyFinancial Symmetry Inc. · Certified Financial Planner
- Thomas M. BillingtonWells Fargo Clearing Services, LLC · Certified Financial Planner
- John P. BilliterFounders Financial Alliance, LLC
- Thomas A. BinkleyUBS Financial Services Inc.
- Nicholas A. BironTruist Advisory Services, Inc.
- Stephen BishopNorthwestern Mutual Investment Services, LLC
- Amanda K. BlackFirst Citizens Investor Services, Inc.
- Richard S. Black Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- William S. Blackwood IIIFirst Citizens Asset Management, Inc.
- Kimberly A. BlaesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Devon BlairPrincipal Securities, Inc.
- Andrew S. BlanchardThrivent Investment Management Inc.
- Scott T. BlanchardLPL Financial LLC
- Scott W. BlankenshipMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ian BloomOpen World Financial Life Planning · Certified Financial Planner
- Matthew BockhorstCapital Advisers, Inc.
- Hallvard BoehnGuardian Wealth Advisors, LLC
- Dennis BohmLPL Financial LLC · Certified Financial Planner
- Gholi O. BonakdarStrategic Advisers LLC
- Martin M. BoneyTradewinds, LLC
- Julia BonjourStifel, Nicolaus & Company, Incorporated
- David C. BookerWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Adam W. BoorPursuit Wealth Strategies, LLC · Certified Financial Planner
- Nathan BostEdward Jones · Certified Financial Planner
- William S. Bost IVAbsher Wealth Management, LLC · Chartered Financial Analyst
- Danny Bostic Jr.Edward Jones · Certified Financial Planner
- Hunter BostwickLPL Financial LLC
- Kerolous N. BotrosPrincipal Securities, Inc.
- Salvatore R. BottoneJanney Montgomery Scott LLC · Certified Financial Planner
- Leah M. BouchardEdward Jones
- Jesse J. BoulericeMorgan Stanley
- James F. BowdishEdward Jones
- Carl A. BoweMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Reid J. BowenWells Fargo Advisors Financial Network, LLC
- William B. Bowers IIIThe Strategic Financial Alliance, Inc. · Certified Financial Planner
- James E. BowieTradewinds, LLC
- Jason R. BowiePrincipal Securities, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Ashton BowmanMorgan Stanley
- Amy R. BoydMercer Global Advisors Inc. · Certified Financial Planner
- Daniel S. BraddockScott Braddock Financial,llc
- Jennifer M. BradleyArkadios Wealth Advisors
- Sarah W. BrandlAmeriprise Financial Services, LLC
- John BrandonLPL Enterprise, LLC
- Stephanie S. BrandonMML Investors Services, LLC
- Megan BrassilMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Edwin M. Braswell IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher D. BrayRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Michael G. Brennan Jr.Capital Investment Advisory Services, LLC
- Sean P. BrennanCredit Union Investment Services
- Richard M. BrewerCambridge Investment Research Advisors, Inc.
- Samuel W. Brewer IVNorthwestern Mutual Investment Services, LLC
- William G. BrewerMorgan Stanley
- William G. Brewer IVMorgan Stanley
- Leigh A. BridgesWells Fargo Advisors Financial Network, LLC
- Joshua P. BrienJanney Montgomery Scott LLC
- Samuel P. BriggsWells Fargo Clearing Services, LLC
- Neal C. BrincefieldPark Avenue Securities LLC
- Charles BrinkmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michelle H. BrittMorgan Stanley
- Elizabeth BroadwayProsperity - An Eisneramper Company
- Jared R. BrogdenProvision Wealth Management, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Jade M. BrookresonFinancial Symmetry Inc.
- Benjamin T. Brooks IIICapital Investment Advisory Services, LLC
- Christopher M. BrooksThrivent Investment Management Inc.
- Joseph M. Broughton IIIJanney Montgomery Scott LLC
- Adam P. BrownPrincipal Securities, Inc.
- Hayden G. BrownFirst Citizens Asset Management, Inc.
- Kevin G. BrownFortress Private Ledger, LLC · Certified Financial Planner
- Nathan D. BrownAmeriprise Financial Services, LLC
- Spencer W. BrownCaptrust · Certified Financial Planner
- Tyler M. BrownRfg Advisory, LLC · Certified Financial Planner
- Samuel H. BryantFirst Citizens Investor Services, Inc.
- Jeffery A. BrysonCapital Investment Advisory Services, LLC
- Adam E. BuchananProsperity - An Eisneramper Company
- Denise M. BuchananCaptrust
- Matthew S. BuddoTruist Advisory Services, Inc. · Certified Financial Planner
- Nathan P. BudrowGuardian Wealth Advisors, LLC · Chartered Financial Analyst
- Robert M. BullochSb Advisory, LLC
- Linda M. BumgarnerSterling Capital Management LLC
- Brian B. BunnBrian B. Bunn CPA, Pllc · Chartered Financial Analyst
- Dillon M. BurdetteEquitable Advisors, LLC
- Emily A. BurgessAim Advisors, LLC
- Joshua B. BurgessPeace Of Mind Wealth Management · Certified Financial Planner
- Maggie D. BurkeWells Fargo Clearing Services, LLC
- Kathleen W. BurkettTriangle Wealth Management · Certified Financial Planner
- Stephanie L. BurksVoya Financial Advisors, Inc. · Certified Financial Planner
- Joseph BurnetteStrategic Advisers LLC
- Nicole L. BurnetteEdward Jones
- Andrew M. BurnsWells Fargo Clearing Services, LLC
- Kathleen A. BurnsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Hallie J. BurrisCapital Investment Advisory Services, LLC
- Cecil A. BurtState Farm Investment Management Corp. · Chartered Financial Consultant
- Wendy BusbyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Earl S. ButcherFortress Private Ledger, LLC
- Craig E. BuzakWells Fargo Clearing Services, LLC
- Samuel M. ByrumNorthwestern Mutual Investment Services, LLC
- Lawrence J. CaisonCaptrust
- Amanda R. CampbellNorthwestern Mutual Investment Services, LLC
- Erin P. CampbellBeacon Financial Strategies Corp. · Certified Financial Planner
- Nancy L. CampbellProsperity - An Eisneramper Company
- Thomas K. CampbellMerit Financial Advisors
- Hannah CanipeStone Legacy Capital LLC
- Ewelina A. CaplapLPL Financial LLC · Chartered Financial Consultant
- Cory B. CappsCollegiate Capital Management, Inc.
- William D. CarawanLPL Financial LLC
- Leonardo I. CardenasEdward Jones
- Emily K. CardilloIntegrity Advisory Solutions
- Kristine C. CarothersFirst Citizens Asset Management, Inc.
- Douglas T. CarpenterFortress Private Ledger, LLC · Chartered Financial Analyst
- Brian CarrWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- John B. CarrCaptrust · Certified Financial Planner
- James F. CarringtonAmeriprise Financial Services, LLC
- Brian M. CarrollOak Harbor Wealth Partners · Certified Financial Planner
- James R. CarrollWells Fargo Advisors Financial Network, LLC
- Dwight P. CarsonEdward Jones · Certified Financial Planner
- James R. Carson IIIFirst Citizens Investor Services, Inc.
- Kimberly M. CarstensFirst Citizens Investor Services, Inc.
- Tenesha T. CarterCredit Union Investment Services · Certified Financial Planner
- Timothy A. CarterCaptrust
- Zayvion CartwrightEmpower Advisory Group, LLC
- Zachary Q. CarverCerity Partners LLC · Certified Financial Planner
- Marc R. CasianoCaptrust
- Blake CasonSteward Partners Investment Advisory, LLC · Chartered Financial Consultant
- Jenifer E. CastellanoNorthwestern Mutual Investment Services, LLC
- Aralys M. CastilloPeace Of Mind Wealth Management
- James F. Castleman Jr.Advisorstrust Partners LLC
- Justin Y. CauretCredit Union Investment Services
- Thomas A. CaycedoCharles Schwab & Co., Inc.
- Ernest Ceccato Jr.Founders Financial Alliance, LLC
- Kevin L. CecilLPL Financial LLC
- Riley L. CecilLPL Financial LLC
- Michelle V. CejudoWells Fargo Clearing Services, LLC
- Michael W. CeramiMwa Financial Services Inc.
- Nicholas A. CerulloAmeriprise Financial Services, LLC
- Theodore R. CetolaCharles Schwab & Co., Inc.
- Linda P. ChabinskyStrategic Advisers LLC · Certified Financial Planner
- Justin M. ChadwickCapital Investment Advisory Services, LLC
- Trevor E. ChambersOlde Raleigh Financial Group
- Dean ChannellTruist Advisory Services, Inc.
- Amy T. ChapinFirst Citizens Investor Services, Inc.
- Jessica H. CharltonTruist Advisory Services, Inc.
- Mabel A. CheonwiCharles Schwab & Co., Inc.
- Adam A. CheshireWells Fargo Clearing Services, LLC
- William N. ChitwoodCaptrust
- Matthew A. ChoplinInnovest Strategies LLC
- Jessica M. ChristyWells Fargo Clearing Services, LLC · Certified Financial Planner
- Brent CilianoFirst Citizens Investor Services, Inc. · Chartered Financial Analyst
- Nicholas J. Cirillo Jr.Edward Jones
- Timothy J. ClareyWells Fargo Clearing Services, LLC
- David A. Clark Jr.Oak Harbor Wealth Partners
- Richard ClarkBrighter Financial Capital Management, LLC
- Wells P. ClarkStrategic Advisers LLC
- Jamie A. ClaytorMorgan Stanley
- Harrison G. ClementStrategic Advisers LLC
- Gary R. ClementsonFirst Citizens Investor Services, Inc.
- William M. CobbWells Fargo Clearing Services, LLC
- Dennis CodyWells Fargo Clearing Services, LLC
- Thomas F. CodyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric L. CohenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Peter M. ColemanCaptrust
- Stephen R. ColemanAmeriprise Financial Services, LLC · Certified Financial Planner
- Steven R. ColfordFirst Citizens Investor Services, Inc.
- John W. Collins IIICaptrust
- Trina L. ColtrainFounders Financial Alliance, LLC
- Christopher ComanWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Michael A. CompitelloStrategic Advisers LLC
- Klair D. ConantMorgan Stanley
- Samantha CondonStifel, Nicolaus & Company, Incorporated
- Richard M. CondreyNorthwestern Mutual Investment Services, LLC
- Jonathan J. ConnorsMma Securities LLC
- Allison N. ConradCaptrust
- Steven M. ConsiglioOsaic Wealth, Inc.
- Brian J. CookCerity Partners LLC · Certified Financial Planner
- Frederick A. Cook IIIEdward Jones
Other cities in North Carolina
All of North Carolina →Charlotte 4,345Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54
Questions
How many financial advisors are in Raleigh, NC?
1,727 investment adviser representatives are registered at firm offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 1,376 of them are also registered as broker representatives, and 361 list the CFP designation.
Which firm has the most financial advisors in Raleigh?
Wells Fargo Clearing Services, LLC, with 123 registered advisors in Raleigh, followed by Captrust with 120.
How do I check a financial advisor in Raleigh?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.