Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Raleigh, A to Z.
The short answer
20 registered advisors work at Principal Securities, Inc. in Raleigh, out of 1,318 at the firm nationwide; it ranks number 19 in the city by advisors. 4 list the CFP designation and 20 are also registered broker representatives.
Principal Securities, Inc. advisors in Raleigh, A to Z
Every Principal Securities, Inc. advisor →- David M. BelliaAlso a broker rep
- Devon BlairAlso a broker rep
- Kerolous N. BotrosAlso a broker rep
- Jason R. BowieCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Adam P. BrownAlso a broker rep
- Charles A. CrewsCertified Financial Planner · Also a broker rep
- Matthew L. DellasegaAlso a broker rep
- John T. HopperChartered Financial Consultant · Also a broker rep
- Lee E. HopperAlso a broker rep
- Carey J. Hunter Jr.Also a broker rep
- Jordan JanisAlso a broker rep
- Joseph A. LloydAlso a broker rep
- Vernon C. MaplesChartered Financial Consultant · Also a broker rep
- Craig B. MillerCertified Financial Planner · Also a broker rep
- Jason P. ObermeierAlso a broker rep
- Michael C. PalczukAlso a broker rep
- Randy M. SeeCertified Financial Planner · Also a broker rep
- Grady N. SmithAlso a broker rep
- Sasha K. SteinbeckAlso a broker rep
- Jonathan D. WakinAlso a broker rep
Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Principal Securities, Inc. advisors in other cities
Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15
Other firms in Raleigh
All Raleigh advisors →Captrust 121Merrill Lynch, Pierce, Fenner & Smith Incorporated 101Wells Fargo Clearing Services, LLC 101Strategic Advisers LLC 97First Citizens Investor Services, Inc. 86Morgan Stanley 84Capital Investment Advisory Services, LLC 69Edward Jones 69LPL Financial LLC 62Credit Union Investment Services 51Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 49
Questions
How many financial advisors does Principal Securities, Inc. have in Raleigh?
20 investment adviser representatives are registered at Principal Securities, Inc. offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 4 list the CFP designation and 20 are also registered as broker representatives.
Is Principal Securities, Inc. one of the largest advisor employers in Raleigh?
Principal Securities, Inc. ranks number 19 in Raleigh by registered advisors; Captrust has the most, with 121.
How do I check a Principal Securities, Inc. advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.