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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Wauwatosa, WI

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Wauwatosa, A to Z.

The short answer

17 registered advisors work at Principal Securities, Inc. in Wauwatosa, out of 1,318 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 17 are also registered broker representatives.

Principal Securities, Inc. advisors in Wauwatosa, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15

Other firms in Wauwatosa

All Wauwatosa advisors →

LPL Enterprise, LLC 19MML Investors Services, LLC 12LPL Financial LLC 10Equitable Advisors, LLC 9Cetera Investment Advisers LLC 7Broadview Financial Management, LLC 5Cliftonlarsonallen Wealth Advisors, LLC 4Global Retirement Partners LLC 4Intrinsic Investors LLC 3Robert W. Baird & Co. Incorporated 3

Questions

How many financial advisors does Principal Securities, Inc. have in Wauwatosa?

17 investment adviser representatives are registered at Principal Securities, Inc. offices in Wauwatosa, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 17 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Wauwatosa?

Principal Securities, Inc. ranks number 2 in Wauwatosa by registered advisors; LPL Enterprise, LLC has the most, with 19.

How do I check a Principal Securities, Inc. advisor in Wauwatosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.