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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Wauwatosa, WI

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Wauwatosa, A to Z.

The short answer

23 registered advisors work at LPL Enterprise, LLC in Wauwatosa, out of 2,870 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 23 are also registered broker representatives.

LPL Enterprise, LLC advisors in Wauwatosa, A to Z

Every LPL Enterprise, LLC advisor →

LPL Enterprise, LLC advisors in other cities

Bedminster, NJ 60Irvine, CA 59Troy, MI 55Indianapolis, IN 51Warrington, PA 45Holmdel, NJ 43Melville, NY 42Atlanta, GA 39St Louis, MO 37New York, NY 35Cockeysville, MD 34Tampa, FL 34Houston, TX 32San Diego, CA 31St Louis Park, MN 31

Other firms in Wauwatosa

All Wauwatosa advisors →

Principal Securities, Inc. 17MML Investors Services, LLC 12LPL Financial LLC 10Equitable Advisors, LLC 9Cetera Investment Advisers LLC 7Broadview Financial Management, LLC 5Cliftonlarsonallen Wealth Advisors, LLC 4Global Retirement Partners LLC 4Intrinsic Investors LLC 3Robert W. Baird & Co. Incorporated 3

Questions

How many financial advisors does LPL Enterprise, LLC have in Wauwatosa?

23 investment adviser representatives are registered at LPL Enterprise, LLC offices in Wauwatosa, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 2,870 nationwide. 0 list the CFP designation and 23 are also registered as broker representatives.

Is LPL Enterprise, LLC one of the largest advisor employers in Wauwatosa?

LPL Enterprise, LLC ranks number 1 in Wauwatosa by registered advisors, ahead of Principal Securities, Inc. (17).

How do I check a LPL Enterprise, LLC advisor in Wauwatosa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.