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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wauwatosa, WI

Every SEC-registered investment adviser representative at a firm office in Wauwatosa, with the firms that employ the most of them.

The short answer

118 registered advisors work in Wauwatosa; the most are at LPL Enterprise, LLC (19). 11 list the CFP designation and 101 are also registered broker representatives.

Firms with the most advisors in Wauwatosa

FirmAdvisors in Wauwatosa
LPL Enterprise, LLC news19
Principal Securities, Inc.17
MML Investors Services, LLC12
LPL Financial LLC news10
Equitable Advisors, LLC news9
Cetera Investment Advisers LLC news7
Broadview Financial Management, LLC5
Cliftonlarsonallen Wealth Advisors, LLC4
Global Retirement Partners LLC4
Intrinsic Investors LLC3
Robert W. Baird & Co. Incorporated news3
Associated Investment Services, Inc.2
Cwm, LLC2
Edward Jones news2
Independent Advisor Alliance, LLC2
J.P. Morgan Securities LLC news2
Northwestern Mutual Investment Services, LLC2
Strategic Advisers LLC2
U.S. Bancorp Advisors, LLC2
Allspring Funds Management, LLC1
Anew Advisors, LLC1
Empower Advisory Group, LLC1
Fulton Investment Advisers, Inc.1
Global View Capital Management LLC1
Integrated Financial Solutions, Pllc1

Advisors in Wauwatosa, A to Z

CFP advisors in Wauwatosa →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Wauwatosa, WI?

118 investment adviser representatives are registered at firm offices in Wauwatosa, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 101 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in Wauwatosa?

LPL Enterprise, LLC, with 19 registered advisors in Wauwatosa, followed by Principal Securities, Inc. with 17.

How do I check a financial advisor in Wauwatosa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.