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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a firm office in Waukesha, with the firms that employ the most of them.

The short answer

398 registered advisors work in Waukesha; the most are at Global View Capital Management LLC (51). 42 list the CFP designation and 286 are also registered broker representatives.

Firms with the most advisors in Waukesha

FirmAdvisors in Waukesha
Global View Capital Management LLC51
Morgan Stanley news46
Robert W. Baird & Co. Incorporated news38
Ellenbecker Investment Group20
Wells Fargo Clearing Services, LLC news20
Raymond James & Associates, Inc. news18
Edward Jones news15
Thrivent Investment Management Inc.15
Drake & Associates, LLC14
Iag Wealth Partners, LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
Dana Investment Advisors Inc.13
Osaic Wealth, Inc. news12
LPL Financial LLC news11
Ameriprise Financial Services, LLC news8
Mutual Of Omaha Investor Services, Inc.7
Northwestern Mutual Investment Services, LLC7
Stifel, Nicolaus & Company, Incorporated news7
Cetera Investment Advisers LLC news6
Raymond James Financial Services Advisors, Inc. news6
Commonwealth Financial Network news5
Provident Trust Company5
Equitable Advisors, LLC news4
Independent Financial Partners4
Kestra Advisory Services, LLC news4

Advisors in Waukesha, A to Z (first 300 of 398)

CFP advisors in Waukesha →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Waukesha, WI?

398 investment adviser representatives are registered at firm offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 286 of them are also registered as broker representatives, and 42 list the CFP designation.

Which firm has the most financial advisors in Waukesha?

Global View Capital Management LLC, with 51 registered advisors in Waukesha, followed by Morgan Stanley with 46.

How do I check a financial advisor in Waukesha?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.