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Financial ADVSR advisor directory · SEC adviser records

Equitable Advisors, LLC financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a Equitable Advisors, LLC office in Waukesha, A to Z.

The short answer

3 registered advisors work at Equitable Advisors, LLC in Waukesha, out of 4,358 at the firm nationwide; it ranks number 28 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Equitable Advisors, LLC advisors in Waukesha, A to Z

Every Equitable Advisors, LLC advisor →

Equitable Advisors, LLC advisors in every city and state →Equitable Advisors, LLC: assets, clients and custodians →Equitable news and advisor moves →Advisor Moves: who changed firms this week →

Equitable Advisors, LLC advisors in other cities

New York, NY 313Melville, NY 157Bala Cynwyd, PA 141Williamsville, NY 95Woodbridge, NJ 82Oak Brook, IL 81Bellevue, WA 78Wellesley, MA 67Rochester, NY 64Syracuse, NY 63Troy, MI 62Dallas, TX 56Columbia, MD 52Charlotte, NC 51Irvine, CA 51

Other firms in Waukesha

All Waukesha advisors →

Global View Capital Management LLC 60Morgan Stanley 45Robert W. Baird & Co. Incorporated 44Wells Fargo Clearing Services, LLC 21Ellenbecker Investment Group 20Raymond James & Associates, Inc. 18Edward Jones 15Drake & Associates, LLC 14Iag Wealth Partners, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Thrivent Investment Management Inc. 14Dana Investment Advisors Inc. 13

Questions

How many financial advisors does Equitable Advisors, LLC have in Waukesha?

3 investment adviser representatives are registered at Equitable Advisors, LLC offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 4,358 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Equitable Advisors, LLC one of the largest advisor employers in Waukesha?

Equitable Advisors, LLC ranks number 28 in Waukesha by registered advisors; Global View Capital Management LLC has the most, with 60.

How do I check a Equitable Advisors, LLC advisor in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Equitable Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.