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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Drake & Associates, LLC financial advisors in Waukesha, WI

Every SEC-registered investment adviser representative at a Drake & Associates, LLC office in Waukesha, A to Z.

The short answer

14 registered advisors work at Drake & Associates, LLC in Waukesha, out of 14 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Drake & Associates, LLC advisors in Waukesha, A to Z

Every Drake & Associates, LLC advisor →

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Other firms in Waukesha

All Waukesha advisors →

Global View Capital Management LLC 60Morgan Stanley 45Robert W. Baird & Co. Incorporated 44Wells Fargo Clearing Services, LLC 21Ellenbecker Investment Group 20Raymond James & Associates, Inc. 18Edward Jones 15Iag Wealth Partners, LLC 14Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Thrivent Investment Management Inc. 14Dana Investment Advisors Inc. 13Osaic Wealth, Inc. 12

Questions

How many financial advisors does Drake & Associates, LLC have in Waukesha?

14 investment adviser representatives are registered at Drake & Associates, LLC offices in Waukesha, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 14 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Drake & Associates, LLC one of the largest advisor employers in Waukesha?

Drake & Associates, LLC ranks number 8 in Waukesha by registered advisors; Global View Capital Management LLC has the most, with 60.

How do I check a Drake & Associates, LLC advisor in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Drake & Associates, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.