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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Fond Du Lac, WI

Every SEC-registered investment adviser representative at a firm office in Fond Du Lac, with the firms that employ the most of them.

61 registered advisors work in Fond Du Lac; the most are at Edward Jones (16). 6 list the CFP designation and 61 are also registered broker representatives.

Firms with the most advisors in Fond Du Lac

FirmAdvisors in Fond Du Lac
Edward Jones news16
Osaic Wealth, Inc. news10
LPL Financial LLC news8
Cetera Investment Advisers LLC news7
Ameriprise Financial Services, LLC news5
RBC Capital Markets, LLC news4
Thrivent Investment Management Inc.3
Mwa Financial Services Inc.2
Raymond James Financial Services Advisors, Inc. news2
J.P. Morgan Securities LLC news1
State Farm Investment Management Corp.1
U.S. Bancorp Advisors, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Fond Du Lac, A to Z

CFP advisors in Fond Du Lac →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Fond Du Lac, WI?

61 investment adviser representatives are registered at firm offices in Fond Du Lac, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 61 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Fond Du Lac?

Edward Jones, with 16 registered advisors in Fond Du Lac, followed by Osaic Wealth, Inc. with 10.

How do I check a financial advisor in Fond Du Lac?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.