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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mequon, WI

Every SEC-registered investment adviser representative at a firm office in Mequon, with the firms that employ the most of them.

The short answer

208 registered advisors work in Mequon; the most are at Robert W. Baird & Co. Incorporated (27). 23 list the CFP designation and 148 are also registered broker representatives.

Firms with the most advisors in Mequon

FirmAdvisors in Mequon
Robert W. Baird & Co. Incorporated news27
Spectrum Investment Advisors, Inc.21
Stifel, Nicolaus & Company, Incorporated news18
Morgan Stanley news16
RBC Capital Markets, LLC news15
Richmond Investment Services LLC11
Lido9
LPL Financial LLC news8
Northwestern Mutual Investment Services, LLC7
Charles Schwab & Co., Inc. news6
Reinhart Partners, LLC6
Steward Partners Investment Advisory, LLC news6
Merrill Lynch, Pierce, Fenner & Smith Incorporated news5
Raymond James Financial Services Advisors, Inc. news5
Ameriprise Financial Services, LLC news4
Denali Wealth Management, Inc.4
Gentian Financial, Inc.4
Edward Jones news3
Annex Wealth Management, LLC2
Beadell A D Investment Counsel Inc.2
Bruce Wood Capital, LLC2
Cambridge Investment Research Advisors, Inc. news2
Cetera Investment Advisers LLC news2
Diversified Capital Wealth Management, LLC2
J.P. Morgan Securities LLC news2

Advisors in Mequon, A to Z

CFP advisors in Mequon →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,060Madison 637Brookfield 480Green Bay 430Waukesha 410Appleton 392Middleton 170Wauwatosa 116Wausau 112Eau Claire 111La Crosse 101West Bend 91Oshkosh 86De Pere 73Janesville 71Sheboygan 71Altoona 67Fond Du Lac 66Neenah 63Racine 62Fitchburg 53Kenosha 53Verona 52Pewaukee 51

Questions

How many financial advisors are in Mequon, WI?

208 investment adviser representatives are registered at firm offices in Mequon, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 148 of them are also registered as broker representatives, and 23 list the CFP designation.

Which firm has the most financial advisors in Mequon?

Robert W. Baird & Co. Incorporated, with 27 registered advisors in Mequon, followed by Spectrum Investment Advisors, Inc. with 21.

How do I check a financial advisor in Mequon?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.