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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middleton, WI

Every SEC-registered investment adviser representative at a firm office in Middleton, with the firms that employ the most of them.

170 registered advisors work in Middleton; the most are at Morgan Stanley (30). 41 list the CFP designation and 105 are also registered broker representatives.

Firms with the most advisors in Middleton

FirmAdvisors in Middleton
Morgan Stanley news30
Ameriprise Financial Services, LLC news18
Savant Wealth Management news14
Strategic Advisers LLC13
Jacobson & Schmitt Advisors, LLC10
Canopy Wealth Management8
LPL Financial LLC news8
Harbour Investments, Inc.6
Northwestern Mutual Investment Services, LLC6
Sentinel Advisory Group, LLC6
Edward Jones news5
Milestone Investment Advisors, LLC5
Googins Advisors, Inc.4
Merit Financial Advisors4
Charles Schwab & Co., Inc. news3
Apex Fiduciary Advisors LLC2
Raymond James Financial Services Advisors, Inc. news2
Trinity Financial Planning2
Wells Fargo Advisors Financial Network, LLC news2
Wells Fargo Clearing Services, LLC news2
Ashton Thomas Private Wealth1
Beacon Pointe Advisors, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Cetera Planning Partners news1
Cliftonlarsonallen Wealth Advisors, LLC1

Advisors in Middleton, A to Z

CFP advisors in Middleton →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Middleton, WI?

170 investment adviser representatives are registered at firm offices in Middleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 105 of them are also registered as broker representatives, and 41 list the CFP designation.

Which firm has the most financial advisors in Middleton?

Morgan Stanley, with 30 registered advisors in Middleton, followed by Ameriprise Financial Services, LLC with 18.

How do I check a financial advisor in Middleton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.