President, Treasurer · Googins Advisors, Inc.
Louise P. Googins
CRD 857700 · Named on Form ADV at one SEC-registered adviser
At a glance
Googins Advisors, Inc., an SEC-registered broker-dealer firm based in Middleton, WI with $566 million in regulatory assets, lists Louise P. Googins on its Form ADV as President, Treasurer, a control person.
Firms and roles
- Googins Advisors, Inc.President, TreasurerBroker-dealer firm · Middleton, WI · $566M in regulatory assets
AtlasMembers
Louise’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard H. MartinChief Compliance Officer, Googins Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Louise’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.