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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a firm office in Appleton, with the firms that employ the most of them.

413 registered advisors work in Appleton; the most are at Thrivent Investment Management Inc. (80). 0 list the CFP designation and 312 are also registered broker representatives.

Firms with the most advisors in Appleton

FirmAdvisors in Appleton
Thrivent Investment Management Inc.80
Gateway Wealth Partners, LLC50
LPL Financial LLC news36
Osaic Wealth, Inc. news23
Wells Fargo Clearing Services, LLC news16
Endowment Wealth Management, Inc.12
Ameriprise Financial Services, LLC news11
Avaii Wealth Management, LLC10
Edward Jones news10
Etf Model Solutions, LLC10
Cambridge Investment Research Advisors, Inc. news9
Pfs Investments Inc.9
McGlone Suttner Wealth Management, Inc.8
Harbour Investments, Inc.6
Johnson Wealth Inc.6
Kom Wealth Management Group, LLC6
Winch Financial6
Copper Harbor Investment Advisors, LLC5
Northwestern Mutual Investment Services, LLC5
Stifel, Nicolaus & Company, Incorporated news5
Annex Wealth Management, LLC4
Charles Schwab & Co., Inc. news4
Cornerstone Financial Group4
Morgan Stanley news4
Osaic Advisory Services, LLC news4

Advisors in Appleton, A to Z (first 300 of 413)

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Milwaukee 1,133Madison 682Brookfield 508Green Bay 459Waukesha 440Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Oshkosh 89Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55Oconomowoc 55

Questions

How many financial advisors are in Appleton, WI?

413 investment adviser representatives are registered at firm offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 312 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Appleton?

Thrivent Investment Management Inc., with 80 registered advisors in Appleton, followed by Gateway Wealth Partners, LLC with 50.

How do I check a financial advisor in Appleton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.