Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Cambridge Investment Research Advisors, Inc. financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a Cambridge Investment Research Advisors, Inc. office in Appleton, A to Z.

The short answer

9 registered advisors work at Cambridge Investment Research Advisors, Inc. in Appleton, out of 3,549 at the firm nationwide; it ranks number 11 in the city by advisors. 2 list the CFP designation and 9 are also registered broker representatives.

Cambridge Investment Research Advisors, Inc. advisors in Appleton, A to Z

Every Cambridge Investment Research Advisors, Inc. advisor →

Cambridge Investment Research Advisors, Inc. advisors in every city and state →Cambridge Investment Research Advisors, Inc.: assets, clients and custodians →Cambridge news and advisor moves →Advisor Moves: who changed firms this week →

Cambridge Investment Research Advisors, Inc. advisors in other cities

Fairfield, IA 101Cincinnati, OH 44Wichita, KS 31Bradenton, FL 29Charlotte, NC 24Des Moines, IA 24Houston, TX 24Phoenix, AZ 21Omaha, NE 20Virginia Beach, VA 20Pittsburgh, PA 19Overland Park, KS 18Farmington Hills, MI 16Fort Collins, CO 16Richmond, VA 16

Other firms in Appleton

All Appleton advisors →

Thrivent Investment Management Inc. 74Gateway Wealth Partners, LLC 43LPL Financial LLC 35Osaic Wealth, Inc. 23Wells Fargo Clearing Services, LLC 14Endowment Wealth Management, Inc. 12Ameriprise Financial Services, LLC 11Avaii Wealth Management, LLC 10Edward Jones 10Etf Model Solutions, LLC 10McGlone Suttner Wealth Management, Inc. 8Pfs Investments Inc. 7

Questions

How many financial advisors does Cambridge Investment Research Advisors, Inc. have in Appleton?

9 investment adviser representatives are registered at Cambridge Investment Research Advisors, Inc. offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 3,549 nationwide. 2 list the CFP designation and 9 are also registered as broker representatives.

Is Cambridge Investment Research Advisors, Inc. one of the largest advisor employers in Appleton?

Cambridge Investment Research Advisors, Inc. ranks number 11 in Appleton by registered advisors; Thrivent Investment Management Inc. has the most, with 74.

How do I check a Cambridge Investment Research Advisors, Inc. advisor in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cambridge Investment Research Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.