Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Appleton, WI

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Appleton, A to Z.

35 registered advisors work at LPL Financial LLC in Appleton, out of 22,666 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 34 are also registered broker representatives.

LPL Financial LLC advisors in Appleton, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Appleton

All Appleton advisors →

Thrivent Investment Management Inc. 80Gateway Wealth Partners, LLC 50Osaic Wealth, Inc. 23Wells Fargo Clearing Services, LLC 16Endowment Wealth Management, Inc. 12Ameriprise Financial Services, LLC 11Avaii Wealth Management, LLC 10Edward Jones 10Etf Model Solutions, LLC 10Cambridge Investment Research Advisors, Inc. 9Pfs Investments Inc. 9McGlone Suttner Wealth Management, Inc. 8

Questions

How many financial advisors does LPL Financial LLC have in Appleton?

35 investment adviser representatives are registered at LPL Financial LLC offices in Appleton, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 0 list the CFP designation and 34 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Appleton?

LPL Financial LLC ranks number 3 in Appleton by registered advisors; Thrivent Investment Management Inc. has the most, with 80.

How do I check a LPL Financial LLC advisor in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.