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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wausau, WI

Every SEC-registered investment adviser representative at a firm office in Wausau, with the firms that employ the most of them.

123 registered advisors work in Wausau; the most are at LPL Financial LLC (11). 17 list the CFP designation and 95 are also registered broker representatives.

Firms with the most advisors in Wausau

FirmAdvisors in Wausau
LPL Financial LLC news11
Midwest Professional Planners, Ltd.11
Packerland Brokerage Services, Inc.11
Edward Jones news9
Robert W. Baird & Co. Incorporated news8
Buska Wealth Management, LLC6
Focus Financial news6
Thrivent Investment Management Inc.6
Ameriprise Financial Services, LLC news5
Stifel, Nicolaus & Company, Incorporated news5
Cambridge Investment Research Advisors, Inc. news4
Equitable Advisors, LLC news4
On Investment Management Co.4
Wells Fargo Clearing Services, LLC news4
Cetera Investment Advisers LLC news3
Oasis Advisors3
Osaic Wealth, Inc. news3
Raymond James Financial Services Advisors, Inc. news3
Borger Capital Management LLC2
Madison Partners2
Associated Retirement Planners, Inc.1
Capital Management Investor Services, Inc.1
Empower Advisory Group, LLC1
Gateway Wealth Partners, LLC1
Hoff Private Wealth1

Advisors in Wausau, A to Z

CFP advisors in Wausau →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Wausau, WI?

123 investment adviser representatives are registered at firm offices in Wausau, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 95 of them are also registered as broker representatives, and 17 list the CFP designation.

Which firm has the most financial advisors in Wausau?

LPL Financial LLC, with 11 registered advisors in Wausau, followed by Midwest Professional Planners, Ltd. with 11.

How do I check a financial advisor in Wausau?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.