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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in West Bend, WI

Every SEC-registered investment adviser representative at a firm office in West Bend, with the firms that employ the most of them.

92 registered advisors work in West Bend; the most are at Wells Fargo Advisors Financial Network, LLC (22). 9 list the CFP designation and 82 are also registered broker representatives.

Firms with the most advisors in West Bend

FirmAdvisors in West Bend
Wells Fargo Advisors Financial Network, LLC news22
Stifel, Nicolaus & Company, Incorporated news13
Robert W. Baird & Co. Incorporated news11
LPL Financial LLC news10
Thrivent Investment Management Inc.7
Client First Investment Management LLC5
Edward Jones news5
Commonwealth Financial Network news3
Cetera Investment Advisers LLC news2
Cwp Private Wealth Management2
Cambridge Investment Research Advisors, Inc. news1
Capital Wealth Advisors, Ltd.1
Empower Advisory Group, LLC1
First Heartland Consultants, Inc.1
Global View Capital Management LLC1
Hbw Ria Services, LLC1
Kdhh Investments LLC1
Landolt Securities, Inc.1
Larson Wealth Management, LLC1
MML Investors Services, LLC1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
State Farm Investment Management Corp.1
Strategic Advisers LLC1

Advisors in West Bend, A to Z

CFP advisors in West Bend →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in West Bend, WI?

92 investment adviser representatives are registered at firm offices in West Bend, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 82 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in West Bend?

Wells Fargo Advisors Financial Network, LLC, with 22 registered advisors in West Bend, followed by Stifel, Nicolaus & Company, Incorporated with 13.

How do I check a financial advisor in West Bend?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.