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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Madison, WI

Every SEC-registered investment adviser representative at a firm office in Madison, with the firms that employ the most of them.

682 registered advisors work in Madison; the most are at LPL Financial LLC (60). 0 list the CFP designation and 483 are also registered broker representatives.

Firms with the most advisors in Madison

FirmAdvisors in Madison
LPL Financial LLC news60
Ameriprise Financial Services, LLC news39
UBS Financial Services Inc. news33
Edward Jones news26
Pfs Investments Inc.23
Merrill Lynch, Pierce, Fenner & Smith Incorporated news21
Harbour Investments, Inc.20
Madison Partners19
Osaic Wealth, Inc. news19
Thrivent Investment Management Inc.17
Cetera Investment Advisers LLC news16
Trustage Investment Management16
Cambridge Investment Research Advisors, Inc. news15
Madison Investment Advisors, LLC15
RBC Capital Markets, LLC news15
Park Avenue Securities LLC13
Johnson Wealth Inc.12
Stifel, Nicolaus & Company, Incorporated news12
Equitable Advisors, LLC news11
Goldstein Advisors, LLC11
Resonant Capital Advisors, LLC11
Wealthspire Advisors news11
Isthmus Partners, LLC9
Transamerica Financial Advisors, LLC9
J.P. Morgan Securities LLC news8

Advisors in Madison, A to Z (first 300 of 682)

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Other cities in Wisconsin

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Milwaukee 1,133Brookfield 508Green Bay 459Waukesha 440Appleton 413Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Oshkosh 89Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55Oconomowoc 55

Questions

How many financial advisors are in Madison, WI?

682 investment adviser representatives are registered at firm offices in Madison, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 483 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Madison?

LPL Financial LLC, with 60 registered advisors in Madison, followed by Ameriprise Financial Services, LLC with 39.

How do I check a financial advisor in Madison?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.