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President and Chief Compliance Officer 11.30.2016 · T. Anton Investment House, Inc.

Tracey C. Anton

CRD 2457436 · Named on Form ADV at one SEC-registered adviser

At a glance

T. Anton Investment House, Inc., an SEC-registered wealth manager based in Madison, WI with $367 million in regulatory assets, lists Tracey C. Anton on its Form ADV as President and Chief Compliance Officer 11.30.2016, a control person.

Firms and roles

AtlasMembers

Tracey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tracey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.