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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Racine, WI

Every SEC-registered investment adviser representative at a firm office in Racine, with the firms that employ the most of them.

60 registered advisors work in Racine; the most are at Robert W. Baird & Co. Incorporated (20). 10 list the CFP designation and 53 are also registered broker representatives.

Firms with the most advisors in Racine

FirmAdvisors in Racine
Robert W. Baird & Co. Incorporated news20
LPL Financial LLC news10
Johnson Wealth Inc.5
Raymond James & Associates, Inc. news5
Edward Jones news4
Cetera Investment Advisers LLC news3
J.P. Morgan Securities LLC news3
Stifel, Nicolaus & Company, Incorporated news3
Cambridge Investment Research Advisors, Inc. news2
Ameriprise Financial Services, LLC news1
Empower Advisory Group, LLC1
Financial Justus1
Financial Service Group Inc.1
Wells Fargo Clearing Services, LLC news1

Advisors in Racine, A to Z

CFP advisors in Racine →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Kenosha 55Oconomowoc 55Verona 53Fitchburg 50

Questions

How many financial advisors are in Racine, WI?

60 investment adviser representatives are registered at firm offices in Racine, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 53 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Racine?

Robert W. Baird & Co. Incorporated, with 20 registered advisors in Racine, followed by LPL Financial LLC with 10.

How do I check a financial advisor in Racine?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.