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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Oshkosh, WI

Every SEC-registered investment adviser representative at a firm office in Oshkosh, with the firms that employ the most of them.

89 registered advisors work in Oshkosh; the most are at LPL Financial LLC (16). 0 list the CFP designation and 83 are also registered broker representatives.

Firms with the most advisors in Oshkosh

FirmAdvisors in Oshkosh
LPL Financial LLC news16
Pfs Investments Inc.11
Edward Jones news10
Ameriprise Financial Services, LLC news8
Osaic Wealth, Inc. news7
Cetera Investment Advisers LLC news4
Hornor, Townsend & Kent, LLC4
State Farm Investment Management Corp.4
Thrivent Investment Management Inc.3
U.S. Bancorp Advisors, LLC3
Carl M. Hennig, Inc.2
LPL Enterprise, LLC news2
Packerland Brokerage Services, Inc.2
Windward Wealth Strategies, Inc.2
Cowling Bay Wealth Management, LLC1
Gateway Wealth Partners, LLC1
Great Lakes Financial Strategies, LLC1
Harbour Investments, Inc.1
Independent Financial Group, LLC1
J.P. Morgan Securities LLC news1
Osaic Institutions, Inc. news1
Strategic Advisers LLC1
Tower View Wealth Management LLC1
Valley Wealth Management1
Wealth Enhancement Advisory Services, LLC news1

Advisors in Oshkosh, A to Z

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Other cities in Wisconsin

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Milwaukee 1,133Madison 682Brookfield 508Green Bay 459Waukesha 440Appleton 413Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55Oconomowoc 55

Questions

How many financial advisors are in Oshkosh, WI?

89 investment adviser representatives are registered at firm offices in Oshkosh, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 83 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Oshkosh?

LPL Financial LLC, with 16 registered advisors in Oshkosh, followed by Pfs Investments Inc. with 11.

How do I check a financial advisor in Oshkosh?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.