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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pewaukee, WI

Every SEC-registered investment adviser representative at a firm office in Pewaukee, with the firms that employ the most of them.

49 registered advisors work in Pewaukee; the most are at Aspiriant, LLC (6). 9 list the CFP designation and 27 are also registered broker representatives.

Firms with the most advisors in Pewaukee

FirmAdvisors in Pewaukee
Aspiriant, LLC6
Fortress Planning Group5
Edward Jones news4
Lasalle Investment Advisors, Inc.4
Osaic Wealth, Inc. news4
Park Avenue Securities LLC4
Shakespeare Wealth Management, LLC4
Cambridge Investment Research Advisors, Inc. news2
J.P. Morgan Securities LLC news2
LPL Financial LLC news2
Creative Planning news1
Federated Global Investment Management Corp.1
Federated Investment Counseling1
J. W. Cole Advisors, Inc.1
Jmg Financial Group Ltd.1
Madison Partners1
Magis Private Wealth Management, LLC1
Mdt Advisers, A Division Of Federated Mdta LLC1
Principal Securities, Inc.1
Robert W. Baird & Co. Incorporated news1
Strategic Advisers LLC1
Thrivent Investment Management Inc.1
Wells Fargo Advisors Financial Network, LLC news1
Wells Fargo Clearing Services, LLC news1

Advisors in Pewaukee, A to Z

CFP advisors in Pewaukee →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in Pewaukee, WI?

49 investment adviser representatives are registered at firm offices in Pewaukee, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Pewaukee?

Aspiriant, LLC, with 6 registered advisors in Pewaukee, followed by Fortress Planning Group with 5.

How do I check a financial advisor in Pewaukee?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.