Chief Legal Officer · Sanctuary Advisors, LLC
Kevin J. Miller
CRD 4133001 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Sanctuary Advisors, LLC, an SEC-registered wealth manager based in Miami, FL with $34.9 billion in regulatory assets, lists Kevin J. Miller on its Form ADV as Chief Legal Officer, a control person. The SEC filings also name Kevin at 2 other registered advisers.
Firms and roles
- Sanctuary Advisors, LLCChief Legal OfficerWealth manager · Miami, FL · $35B in regulatory assets
- TRU Independence Asset Management, LLCChief Legal Officer / Board MemberWealth manager · Portland, OR · $337M in regulatory assets
- TRU Independence Asset Management 2, LLCChief Legal Officer / Board MemberWealth manager · Portland, OR · $93M in regulatory assets
AtlasMembers
Kevin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert A. WalterPresident, Sanctuary Advisors, LLC
- Kevin P ChaseChief Compliance Officer, Sanctuary Advisors, LLC
- Stacy L. SizemoreChief Compliance Officer, TRU Independence Asset Management, LLC
- David VaughanChief Financial Officer / Board Member, TRU Independence Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.