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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Brookfield, WI

Every SEC-registered investment adviser representative at a firm office in Brookfield, with the firms that employ the most of them.

476 registered advisors work in Brookfield; the most are at Annex Wealth Management, LLC (87). 0 list the CFP designation and 303 are also registered broker representatives.

Firms with the most advisors in Brookfield

FirmAdvisors in Brookfield
Annex Wealth Management, LLC87
Ameriprise Financial Services, LLC news45
LPL Financial LLC news44
Osaic Wealth, Inc. news27
Strategic Advisers LLC21
UBS Financial Services Inc. news21
RBC Capital Markets, LLC news16
Francis LLC14
Great Valley Advisor Group, LLC14
Cetera Investment Advisers LLC news13
Charles Schwab & Co., Inc. news12
J.P. Morgan Securities LLC news10
Stifel, Nicolaus & Company, Incorporated news10
Equitable Advisors, LLC news9
Commonwealth Financial Network news7
Harbour Investments, Inc.7
Bkm Wealth Management6
Creative Planning news6
Mariner news6
Entasis Asset Management LLC5
Pfs Investments Inc.5
Brook Capital4
Edward Jones news4
Northwestern Mutual Investment Services, LLC4
Tiaa-Cref Individual & Institutional Services, LLC4

Advisors in Brookfield, A to Z (first 300 of 476)

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Other cities in Wisconsin

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Milwaukee 1,133Madison 682Green Bay 459Waukesha 440Appleton 413Mequon 223Middleton 181Wauwatosa 124Wausau 118Eau Claire 116La Crosse 106West Bend 96Oshkosh 89Sheboygan 76De Pere 73Janesville 73Fond Du Lac 70Altoona 69Racine 66Neenah 65Pewaukee 58Verona 57Delafield 55Oconomowoc 55

Questions

How many financial advisors are in Brookfield, WI?

476 investment adviser representatives are registered at firm offices in Brookfield, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 303 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Brookfield?

Annex Wealth Management, LLC, with 87 registered advisors in Brookfield, followed by Ameriprise Financial Services, LLC with 45.

How do I check a financial advisor in Brookfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.