Financial ADVSR advisor directory · SEC adviser records
Francis LLC financial advisors in Brookfield, WI
Every SEC-registered investment adviser representative at a Francis LLC office in Brookfield, A to Z.
14 registered advisors work at Francis LLC in Brookfield, out of 15 at the firm nationwide; it ranks number 8 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.
Francis LLC advisors in Brookfield, A to Z
Every Francis LLC advisor →- Elizabeth M. AidooInvestment adviser rep
- Dina M. Capetillo JimenezInvestment adviser rep
- Peter J. Castro IIIInvestment adviser rep
- Pedro G. DominguezInvestment adviser rep
- Clifford H. Dunteman Jr.Investment adviser rep
- Macy M. FallicoInvestment adviser rep
- Michael J. FrancisInvestment adviser rep
- Michael N. HartfieldChartered Financial Analyst
- Jonathan N. NolanChartered Financial Analyst
- Kelli B. SendCertified Financial Planner
- Timothy M. ShirkInvestment adviser rep
- Blake M. ThomasInvestment adviser rep
- Matthew M. VandreChartered Financial Consultant
- Jayson A. VoigtCertified Financial Planner
Francis LLC advisors in every city and state →Francis LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Francis LLC advisors in other cities
Other firms in Brookfield
All Brookfield advisors →Annex Wealth Management, LLC 87Ameriprise Financial Services, LLC 45LPL Financial LLC 44Osaic Wealth, Inc. 27Strategic Advisers LLC 21UBS Financial Services Inc. 21RBC Capital Markets, LLC 16Great Valley Advisor Group, LLC 14Cetera Investment Advisers LLC 13Charles Schwab & Co., Inc. 12J.P. Morgan Securities LLC 10Stifel, Nicolaus & Company, Incorporated 10
Questions
How many financial advisors does Francis LLC have in Brookfield?
14 investment adviser representatives are registered at Francis LLC offices in Brookfield, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 15 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.
Is Francis LLC one of the largest advisor employers in Brookfield?
Francis LLC ranks number 8 in Brookfield by registered advisors; Annex Wealth Management, LLC has the most, with 87.
How do I check a Francis LLC advisor in Brookfield?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Francis LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.