Financial ADVSR advisor directory · SEC adviser records
Francis LLC financial advisors
Every SEC-registered investment adviser representative at Francis LLC, by the state and city of the office they work from.
17 registered advisors work at Francis LLC, in 2 states and 2 cities; the most are in Brookfield, WI (16). 0 list the CFP designation and 0 are also registered broker representatives.
Search every Francis LLC advisor by name →Francis LLC: assets, clients and custodians →
Cities with the most Francis LLC advisors
Francis LLC advisors by state
Questions
How many financial advisors does Francis LLC have?
17 investment adviser representatives are registered with Francis LLC, according to the SEC's Investment Adviser Public Disclosure records, in 2 states and 2 cities. 0 list the CFP designation and 0 are also registered as broker representatives.
Where does Francis LLC have the most advisors?
Brookfield, WI, with 16 registered advisors, then Lake Elmo, MN (1). By state, Wisconsin has the most, with 16.
How do I find a Francis LLC financial advisor near me?
Pick your state below, then your city, to see every Francis LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Francis LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →