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Financial ADVSR advisor directory · SEC adviser records

Francis LLC financial advisors in Wisconsin

Every SEC-registered investment adviser representative at a Francis LLC office in Wisconsin, by city and A to Z.

14 registered advisors work at Francis LLC in Wisconsin, out of 15 nationwide; it's the firm's number 1 state by advisors, and the most are in Brookfield (14). 2 list the CFP designation and 0 are also registered broker representatives.

Francis LLC advisors by city in Wisconsin

Every firm in Wisconsin →

Brookfield 14

Francis LLC advisors in Wisconsin, A to Z

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Francis LLC advisors in every state →Francis LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Francis LLC financial advisors are in Wisconsin?

14 investment adviser representatives are registered at Francis LLC offices in Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 15 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in Wisconsin does Francis LLC have the most advisors?

Brookfield, with 14. Francis LLC has advisors in 1 city in Wisconsin.

How do I check a Francis LLC advisor in Wisconsin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Francis LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.