Investment adviser representative · Annex Wealth Management, LLC
Charles S. Claussen
CRD 6420029 · Brookfield, WI
At a glance
Charles S. Claussen is an investment adviser representative with Annex Wealth Management, LLC in Brookfield, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Charles’s SEC record dates to 2015, about 11 years ago. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Annex Wealth Management, LLCSince January 2025Brookfield, WI · $8.1B in regulatory assets
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Charles’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.