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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Brookfield, WI

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Brookfield, A to Z.

The short answer

4 registered advisors work at Northwestern Mutual Investment Services, LLC in Brookfield, out of 1,946 at the firm nationwide; it ranks number 24 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Brookfield, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Brookfield

All Brookfield advisors →

Annex Wealth Management, LLC 87Ameriprise Financial Services, LLC 45LPL Financial LLC 44Osaic Wealth, Inc. 27Strategic Advisers LLC 21UBS Financial Services Inc. 21RBC Capital Markets, LLC 16Francis LLC 14Great Valley Advisor Group, LLC 14Cetera Investment Advisers LLC 13Charles Schwab & Co., Inc. 12J.P. Morgan Securities LLC 10

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Brookfield?

4 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Brookfield, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Brookfield?

Northwestern Mutual Investment Services, LLC ranks number 24 in Brookfield by registered advisors; Annex Wealth Management, LLC has the most, with 87.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Brookfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.