Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Houston, A to Z.
The short answer
24 registered advisors work at Northwestern Mutual Investment Services, LLC in Houston, out of 1,946 at the firm nationwide; it ranks number 34 in the city by advisors. 1 list the CFP designation and 24 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Houston, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- Rachel L. ArpAlso a broker rep
- Patrick B. BaileyAlso a broker rep
- Daniel C. BakerCertified Financial Planner · Also a broker rep
- James C. CarrollAlso a broker rep
- David D. ColemanAlso a broker rep
- Nicholas P. EwenAlso a broker rep
- Jill GaitzAlso a broker rep
- David A. HigginsAlso a broker rep
- Michael J. HoodChartered Financial Consultant · Also a broker rep
- Gregory P. JonesAlso a broker rep
- Thomas M. MackAlso a broker rep
- Timothy J. NielsenAlso a broker rep
- Robin E. PacholderAlso a broker rep
- Henry T. RangelAlso a broker rep
- Jeffrey D. ReeterAlso a broker rep
- Keith A. RollinsAlso a broker rep
- Jamison B. SharplesAlso a broker rep
- James M. SiegelAlso a broker rep
- Chad S. SmithAlso a broker rep
- Robert C. SmithAlso a broker rep
- Stephanie SmolkaAlso a broker rep
- Matthew T. SweeneyAlso a broker rep
- Todd M. TempleAlso a broker rep
- Leonard I. Wilson IIIAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18Bloomington, MN 17
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 379J.P. Morgan Securities LLC 305Morgan Stanley 300Valic Financial Advisors, Inc. 223UBS Financial Services Inc. 187Wells Fargo Clearing Services, LLC 167Strategic Advisers LLC 132Ameriprise Financial Services, LLC 130LPL Financial LLC 130Raymond James & Associates, Inc. 88Pfs Investments Inc. 80Cetera Investment Advisers LLC 75
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Houston?
24 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 24 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Houston?
Northwestern Mutual Investment Services, LLC ranks number 34 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 379.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.