Adviser and broker representative · Northwestern Mutual Investment Services, LLC
Leonard I. Wilson III
CRD 1785634 · Houston, TX
At a glance
Leonard I. Wilson III is an investment adviser representative with Northwestern Mutual Investment Services, LLC in Houston, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Leonard’s SEC record dates to 2010, about 16 years ago. Leonard is also registered as a broker representative.
Current advisory firm
- Northwestern Mutual Investment Services, LLCSince April 2010Houston, TX · $0M in regulatory assets
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Leonard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Northwestern Mutual Investment Services, LLC
- Rachel L. ArpHouston
- Patrick B. BaileyHouston
- Daniel C. BakerHouston · Certified Financial Planner
- James C. CarrollHouston
- David D. ColemanHouston
- Nicholas P. EwenHouston
- Jill GaitzHouston
- David A. HigginsHouston
Every advisor at Northwestern Mutual Investment Services, LLC →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Financial advisors in Houston, TX →Every Northwestern Mutual Investment Services, LLC advisor in Houston →Advisor Moves: who changed firms this week →