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Managing Member and Chief Compliance Officer · Valley Wealth Management

Lawrence M. Mroczkowski

CRD 5136091 · Named on Form ADV at one SEC-registered adviser

At a glance

Valley Wealth Management, an SEC-registered wealth manager based in Oshkosh, WI with $112 million in regulatory assets, lists Lawrence M. Mroczkowski on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • Valley Wealth ManagementManaging Member and Chief Compliance OfficerWealth manager · Oshkosh, WI · $112M in regulatory assets

AtlasMembers

Lawrence’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lawrence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.