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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Delafield, WI

Every SEC-registered investment adviser representative at a firm office in Delafield, with the firms that employ the most of them.

49 registered advisors work in Delafield; the most are at RBC Capital Markets, LLC (12). 12 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Delafield

FirmAdvisors in Delafield
RBC Capital Markets, LLC news12
Wealthspire Advisors news7
Behl Wealth Management3
Cushing Capital Partners, LLC3
LPL Financial LLC news3
Cambridge Investment Research Advisors, Inc. news2
Harbour Investments, Inc.2
Independent Financial Group, LLC2
Northwestern Mutual Investment Services, LLC2
Pavlic Investment Advisors, Inc.2
Principal Securities, Inc.2
Annex Wealth Management, LLC1
Apollon Wealth Management, LLC1
Edward Jones news1
Fisher Investments news1
Independent Advisor Alliance, LLC1
J.P. Morgan Securities LLC news1
Nest Egg1
Riverfront Investment Group, LLC1
Russell Investments1

Advisors in Delafield, A to Z

CFP advisors in Delafield →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in Delafield, WI?

49 investment adviser representatives are registered at firm offices in Delafield, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Delafield?

RBC Capital Markets, LLC, with 12 registered advisors in Delafield, followed by Wealthspire Advisors with 7.

How do I check a financial advisor in Delafield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.