Wealth manager, independent · Mount Pleasant, SC
Apollon Wealth Management, LLC
SEC-registered investment adviser · CRD 291902 · SEC 801-112350
At a glance
Apollon Wealth Management, LLC is an SEC-registered investment adviser based in Mount Pleasant, South Carolina, with $12B in regulatory assets under management as of its Form ADV filed September 15, 2026. It reports 8,310 individual clients, 2,697 of them high-net-worth, holding an average of about $1.3 million each, and 199 employees. That ranks it 84th among the nation’s 5,657 independent wealth management RIAs and 1st of 61 in South Carolina. It reports 4 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity, Goldman Sachs and Raymond James.
Main office 843-579-0018apollonwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among independent wealth managers
- #84 of 5,657
- Rank among all SEC RIAs
- #1,243 of 17,210
- Rank in South Carolina
- #1 of 61
- Individual clients
- 8,310
- High-net-worth clients
- 2,697
- Accounts
- 24,984
- Discretionary
- 97% of AUM
- Employees
- 199
- Advisory staff
- 115
- Offices
- 52
Owners and executives on its Form ADV
- Michael J. DolbergFounding Partner and Chief Executive Officer
- Robert H. GormanFounding Partner and Chief Development Officer
- Michael A. HermanChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Apollon Wealth Management, LLC is a hybrid RIA: 32 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Certain IARs of Apollon Wealth are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 2,697 | $9.2B | 80% |
| Individuals | 5,613 | $1.9B | 17% |
| Corporations or other businesses | 47 | $276M | 2% |
| Pension and profit sharing plans | 22 | $59M | <1% |
| Pooled investment vehicles | 4 | $53M | <1% |
| Charitable organizations | 5 | $21M | <1% |
| Insurance companies | 1 | $1M | <1% |
Private funds
Apollon Wealth Management, LLC reports 4 private funds with $53M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Apollon Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗apollonwealth.com ↗
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The full record on Apollon Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 365 peers of its type and size
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- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in South Carolina
All of South Carolina →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Permcap Investment OfficeCharleston | $4.0B | 39 |
| Foster VictorGreenville | $2.6B | 1,638 |
| The Fiduciary AllianceGreenville | $2.5B | 8,744 |
| Abacus Planning Group, Inc.Columbia | $2.2B | 307 |
| Colonial Trust Advisors, Inc.Spartanburg | $1.9B | 895 |
| Greenwood Capital Associates, LLCGreenwood | $1.8B | 660 |
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Background
Questions
How much does Apollon Wealth Management, LLC manage?
Apollon Wealth Management, LLC reports $12B in regulatory assets under management across 24,984 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 15, 2026.
How many clients does Apollon Wealth Management, LLC have?
It reports 8,310 individual clients: 2,697 high-net-worth individuals and 5,613 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Apollon Wealth Management, LLC headquartered?
Its main office is in Mount Pleasant, South Carolina. It reports 52 offices in total and 199 employees, 115 of whom perform investment advisory functions.
How does Apollon Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Apollon Wealth Management, LLC use?
It reports 4 custodians for its clients’ separately managed accounts: Charles Schwab, Fidelity, Goldman Sachs and Raymond James. On Schedule D of its Form ADV filed September 15, 2026, it reports these amounts held: Charles Schwab ($5.1B); Fidelity ($2.5B); Goldman Sachs ($1.7B); Raymond James ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Apollon Wealth Management, LLC a hybrid RIA with a broker-dealer?
Apollon Wealth Management, LLC is a hybrid RIA: 32 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Apollon Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Apollon Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 32 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Apollon Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →