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Chief Compliance Officer · Apollon Wealth Management, LLC

Michael A. Herman

CRD 2787565 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Apollon Wealth Management, LLC, an SEC-registered wealth manager based in Mount Pleasant, SC with $11.6 billion in regulatory assets, lists Michael A. Herman on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Michael J. DolbergFounding Partner and Chief Executive Officer, Apollon Wealth Management, LLC
  • Robert H. GormanFounding Partner and Chief Development Officer, Apollon Wealth Management, LLC
  • Eric N. SternerChief Investment Officer, Apollon Financial, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.