RIA custodians · Form ADV filings, October 2025 to September 2026
Raymond James
The wealth-focused RIAs that custody with Raymond James: how many, how big, where they are and the largest of them. Every $1 billion+ RIA using Raymond James in the RIA database. News and coverage: Raymond James hub.
- RIAs using it
- 287 3% · 5th of 23
- Assets held
- $166B 6th of 23
- Median firm
- $372M 54 firms $1B+
- Only custodian
- 74% 213 firms
RIAs by size
Regulatory assets under management of each RIA naming Raymond James.
Largest independent RIAs using Raymond James
| # | Firm | Headquarters | Regulatory AUM | Held at Raymond James | Individual clients | Employees |
|---|---|---|---|---|---|---|
| 1 | Apollon Wealth Management, LLCSEC record | Mount Pleasant, SC | $12B | $1.1B | 8,310 | 199 |
| 2 | Kingsview Wealth Management, LLCSEC record | Grants Pass, OR | $9.0B | $6.3B | 12,143 | 285 |
| 3 | Confluence Financial PartnersSEC record | McMurray, PA | $7.8B | $6.1B | 5,148 | 71 |
| 4 | OnesevenSEC record | Beachwood, OH | $7.7B | $3.6B | 15,787 | 264 |
| 5 | Klingman and Associates, LLCSEC record | New York, NY | $5.7B | $3.7B | 704 | 25 |
| 6 | Integrated Advisors Network LLCSEC record | Dallas, TX | $5.5B | $52M | 7,363 | 86 |
| 7 | Kingswood Wealth Advisors, LLCSEC record | SAN Diego, CA | $3.8B | $1.5B | 11,259 | 88 |
| 8 | Visionary Wealth Advisors, LLCSEC record | St. Louis, MO | $3.5B | $210M | 4,186 | 74 |
| 9 | Titleist Asset Management, LLCSEC record | SAN Antonio, TX | $2.8B | $794M | 2,103 | 41 |
| 10 | CFS Investment Advisory Services LLCSEC record | Totowa, NJ | $2.7B | $243M | 1,139 | 13 |
| 11 | Jaffe Tilchin Investment Partners, LLCSEC record | Tampa, FL | $2.4B | $191M | 1,704 | 39 |
| 12 | Ascentis Independent Advisors, LLCSEC record | Dallas, TX | $2.1B | $457M | 2,690 | 43 |
| 13 | Blue Chip Partners, LLCSEC record | Farmington Hills, MI | $1.9B | $1.2B | 1,001 | 34 |
| 14 | GDS Wealth ManagementSEC record | Flower Mound, TX | $1.8B | $1.8B | 1,078 | 38 |
| 15 | Caliber Wealth Management, LLCSEC record | Overland Park, KS | $1.8B | $1.3B | 1,668 | 24 |
| 16 | Meridian Wealth Advisors, LLCSEC record | Austin, TX | $1.7B | $568M | 328 | 12 |
| 17 | MAG CapSEC record | Ridgeland, MS | $1.7B | $820M | 1,437 | 18 |
| 18 | The Gleason Group, Inc.SEC record | Prospect, KY | $1.6B | $1.6B | 262 | 11 |
| 19 | Beam Wealth Advisors, Inc.SEC record | Covington, LA | $1.6B | $513M | 2,207 | 27 |
| 20 | Fourstar Wealth Advisors, LLCSEC record | Chicago, IL | $1.4B | $168M | 1,753 | 48 |
| 21 | Barnes Pettey Financial Advisors, LLCSEC record | Clarksdale, MS | $1.3B | $1.1B | 3,024 | 13 |
| 22 | Chicago Oakbrook Financial GroupSEC record | Oak Brook, IL | $1.2B | $1.0B | 1,336 | 19 |
| 23 | Founders Financial Alliance, LLCSEC record | Raleigh, NC | $1.2B | $197M | 2,354 | 31 |
| 24 | Lake StreetSEC record | Chicago, IL | $1.2B | $653M | 598 | 9 |
| 25 | Bearing Point CapitalSEC record | Richfield, MN | $1.1B | $907M | 229 | 7 |
Ranked by regulatory assets under management. “Held at” is the separately managed account assets each firm reports at Raymond James; many firms split assets across custodians.
Where they are
Also custody with
Questions
How many RIAs use Raymond James?
287 wealth-focused SEC-registered RIAs name Raymond James as a custodian on Form ADV, about 3% of those that report one, ranking it 5th of the 23 custodians we track, according to Financial ADVSR’s review of filings from October 2025 to September 2026.
How much RIA money does Raymond James hold?
The RIAs that use Raymond James report $166B held there in separately managed accounts, 6th among custodians. The median firm keeps $294M at Raymond James and manages $372M in all.
What is the largest RIA that uses Raymond James?
Among independent wealth managers, Apollon Wealth Management, LLC of Mount Pleasant, SC is the largest firm naming Raymond James, with $12B in regulatory assets under management, $1.1B of it reported at Raymond James.
Do RIAs that use Raymond James also use other custodians?
74% of them name Raymond James as their only custodian. The most common second custodian is Charles Schwab, named by 64 of Raymond James’s RIAs.
How we built this
Every SEC-registered adviser lists, in Schedule D, Section 5.K(3) of Form ADV, each custodian that holds 10% or more of its separately managed account assets, with the amount held. We took each adviser’s latest filing from October 2025 to September 2026 and kept the 9,157 wealth-focused firms, which manage at least half of their assets for individuals and high-net-worth clients; 8,572 of them report custodians. Custodian legal entities are grouped by parent, so Schwab’s entities count as one custodian and Fidelity’s RIA custody and clearing businesses as another. A custodian’s own affiliated advisers aren’t counted toward it. The firm counts match our RIA Custody Tracker.
Largest-firm tables show independent wealth managers only, the same test as the Largest RIAs: firms that offer financial planning, aren’t broker-dealers themselves and hold less than half their assets in wrap programs they sponsor or manage. Firm size and headquarters come from the SEC’s registered-adviser list.
What it doesn’t show
- Custodians holding less than 10% of a firm’s separately managed account assets aren’t listed, so smaller relationships are missed.
- Assets held cover separately managed accounts only, not pooled funds, and are as of each firm’s fiscal year-end.
- Broker-dealer clearing firms appear alongside RIA custodians because advisers list them the same way; Fidelity and Pershing pages show the split.
- State-registered advisers, most with under $100 million, aren’t in SEC data.
The data is free to use with credit to Financial ADVSR. Questions or corrections: contact the editors.