Wealth manager, independent · Grants Pass, OR
Kingsview Wealth Management, LLC
SEC-registered investment adviser · CRD 148107 · SEC 801-79198
At a glance
Kingsview Wealth Management, LLC is an SEC-registered investment adviser based in Grants Pass, Oregon, with $9.0B in regulatory assets under management as of its Form ADV filed July 29, 2026. It reports 12,143 individual clients, 2,209 of them high-net-worth, holding an average of about $0.7 million each, and 285 employees. That ranks it 116th among the nation’s 5,657 independent wealth management RIAs and 2nd of 101 in Oregon. It reports 2 custodians for its clients’ separately managed accounts: Raymond James and Charles Schwab.
Main office 312-870-6701kingsview.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $9.0B
- Rank among independent wealth managers
- #116 of 5,657
- Rank among all SEC RIAs
- #1,475 of 17,210
- Rank in Oregon
- #2 of 101
- Individual clients
- 12,143
- High-net-worth clients
- 2,209
- Accounts
- 31,932
- Discretionary
- 100% of AUM
- Employees
- 285
- Advisory staff
- 95
- Offices
- 47
Owners and executives on its Form ADV
- Sean P. McGillivrayChief Executive Officer
- Matthew J. StolenChief Compliance Officer, KWM
- Kevin W SwansonKingsview Investment Management - Compliance Director
- Neil R. PeplinskiChief Investment Officer
- John M. BelniakPresident, Chief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Kingsview Wealth Management, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names The Leaders Group, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Certain KWM personnel are registered representatives of an unaffiliated broker -dealer, The Leaders Group, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 9,934 | $5.5B | 62% |
| High-net-worth individuals | 2,209 | $3.0B | 34% |
| Charitable organizations | 18 | $260M | 3% |
| Corporations or other businesses | 127 | $124M | 1% |
| Investment companies | 7 | $26M | <1% |
| Pension and profit sharing plans | 14 | $9M | <1% |
| State or municipal government entities | – | $0M | <1% |
| Other | – | $0M | <1% |
Disciplinary disclosures
Kingsview Wealth Management, LLC answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗kingsview.com ↗Kingsview Wealth Management, LLC news and profile →
AtlasMembers
The full record on Kingsview Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 446 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Oregon
All of Oregon →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Ferguson Wellman Capital Management, Inc.Portland | $11B | 951 |
| Aldrich Wealth LPLake Oswego | $7.6B | 651 |
| Becker Capital Management, Inc.Portland | $5.7B | 745 |
| Vista Capital Partners, Inc.Portland | $3.2B | 651 |
| Phillips and Company Advisors LLCPortland | $2.7B | 1,110 |
| CS Planning CorpPortland | $2.0B | 4,190 |
Compare Kingsview Wealth Management, LLC with
- Kingsview Wealth Management, LLC vs Ferguson Wellman Capital Management, Inc. $11B · Portland, OR
Background
Questions
How much does Kingsview Wealth Management, LLC manage?
Kingsview Wealth Management, LLC reports $9.0B in regulatory assets under management across 31,932 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 29, 2026.
How many clients does Kingsview Wealth Management, LLC have?
It reports 12,143 individual clients: 2,209 high-net-worth individuals and 9,934 other individuals. Individuals account for about 95% of its regulatory assets.
Where is Kingsview Wealth Management, LLC headquartered?
Its main office is in Grants Pass, Oregon. It reports 47 offices in total and 285 employees, 95 of whom perform investment advisory functions.
How does Kingsview Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Kingsview Wealth Management, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Raymond James and Charles Schwab. On Schedule D of its Form ADV filed July 29, 2026, it reports these amounts held: Raymond James ($6.3B); Charles Schwab ($2.3B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Kingsview Wealth Management, LLC a hybrid RIA with a broker-dealer?
Kingsview Wealth Management, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Kingsview Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Kingsview Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 5 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Kingsview Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →